Course Summary
The large growth of investment services firms, the credit sector and accounting and legal firms, where their counterparties are on a global scale, has created an urgent need for the supervision of their activities by the Cyprus Securities and Exchange Commission and the corresponding department on a pan-European level.
Employees, in these sectors, must by law be aware of both domestic legislation and European directives in order to operate within the limits set by the supervisory authorities. As a sector of the economy, the provision of services occupies about 80% of our GDP and therefore it is imperative to provide up-to-date data to officials of these types of businesses, which this programme provides.
Prospects
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Describe the legal framework for the supervision of CIFs and OFIs,
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To formulate the definition of compliance in relation to the legal framework,
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Classify clients according to the level of risk and legal form (CIFs, FHCs, CIFs),
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List and describe the differences between different investment products.
Program Details
At the skills level:
- Select and operate appropriate digital investment market technology tools,
- To explain the necessity of internal and external audit of investment organisations,
- Evaluate the transactions and activities of their clients and classify them, based on criteria, at risk level,
- To carry out the instructions for the company's policy in relation to the classification of clients in the low, medium and high risk categories,
- To prepare a report as prescribed by law in respect of their company's transactions,
- To document, using the correct documentation, the executed transactions and the sources of their funds.
At the level of attitudes:
- To appreciate the value of supervision and transparency of investment activities within a favoured European state,
- Be willing to work in working groups, with other office staff, to discuss the issues raised by the legislation and accept different approaches,
- Encourage his/her colleagues to participate in seminars to keep them up to date with developments in investment markets and sources of capital.
The programme is addressed to executives of companies, organisations and cooperatives who, by the nature of their work, are required by law to have knowledge of the legislation in order to conduct investment transactions, such as officers and administrative staff in accounting and law firms, executives of Licensed Credit Institutions, executives of Cyprus Investment Services Companies and Fund Management Officers.
Timetable
The programm of the course will be announced on our website soon.
Fees
Application Fees
The cost of the course will be announced on our website soon.
Registration
Please fill in the form or contact us.
Interest Form
Provider information
Address
Archiepiskopou Makariou 187
A & B floor,
K. Lakatamia
