Course Summary
This course comprises of a series of lectures accompanied with practice tests to enable participants obtain ‘Financial Services Regulatory Framework: Advanced Certificate’ of CySEC.
The Cyprus Securities and Exchange Commission (CySEC) is an independent public supervisory authority, assigned the responsibility for the overall supervision of the securities market and of the transactions in transferable securities carried out in the Republic of Cyprus. Its aim is to ensure high standards of investor protection, to safeguard the integrity, fairness and transparency of the operation of the securities market and to promote the steady development of the securities sector.
The aim of this course is to ensure that candidates gain a comprehensive understanding of the examination content. The course provides thorough preparation for the examination it refers to and it is compulsory for candidates to use it in order to prepare for the CySEC exams so that they have the best chance of success. The course covers Learning Manual Version 3.2 (March 2018) in the context of the CySEC certification procedure. Specific emphasis is given on exam techniques and how to approach each section of the syllabus.
The aim of the examinations is to ensure that candidates can apply an appropriate level of knowledge and understanding of the financial services regulatory framework that will assist them in the performance of their duties. Successful candidates will be certified and eligible to perform all the investment services/activities of paragraph 4 of the Directive.
Candidates will be provided with:
- updated syllabus
- notes where necessary
- Mock exam for each chapter
- Mock exam at the end of the course to assess readiness by chapter
- Online access for own-pace practice
Prospects
Knowledge Objectives
The trainee:
- Describe the legal framework of supervision
- To formulate the definition of compliance with the legal framework
- Name the documents initially required for the recognition and acceptance of CIFs and CIFs
- Classify clients according to the level of risk and legal status (CIFs, FHCs, CIFs)
- List and describe the differences between different investment products
Skill objectives
The trainee:
- Select and operate appropriate digital investment market technology tools
- To explain the necessity of internal and external audit of investment organisations
- Evaluate the transactions and activities of his/her company's clients and classify them according to risk criteria
- Τo implement the firm's policy in relation to the classification of clients into low, medium and high risk categories
- Τo prepare a proper report on the company's transactions and in relation to the statutory requirements
- Τo document transactions with the correct documentation
Program Details
Duration: 30 hours
Language: ENGLISH
Cost: €800
Cost for Subsidized Beneficiaries: €290
Cost for unemployed: €00
Timetable
Period: 13/02-20/03/2023 -ONLINE SESSIONS
Fees
Application Fees
The cost of the seminar will be posted on our website soon.
Registration
For more info please contact us.
Interest Form
Provider information
Address
Archiepiskopou Makariou 187
A & B floor,
K. Lakatamia
